Articles

Jimmy Fokas, Bari Nadworny Article Examines Time Bars on SEC Investigations

Articles / October 31, 2016

Partner Jimmy Fokas and Associate Bari Nadworny authored an article published Oct. 31, 2016, in Bloomberg BNA’s “Securities Regulation & Law Report.” The article, “Graham and the Continuing Rejection of Limitless SEC Actions,” examines the Eleventh Circuit’s recent holding that a five-year statute of limitations applies to Securities and Exchange Commission (SEC) enforcement actions seeking the disgorgement of ill-gotten gains. The ruling creates a circuit split that will have to be resolved by the U.S. Supreme Court. Fokas and Nadworny also consider how the Eleventh Circuit decision may affect future SEC investigations and enforcement actions.

Read the article.