Articles

John Carney Article Examines SEC's Wells Submission Process

Articles / July 23, 2018

Partner John Carney co-authored an article published July 23, 2018, by Bloomberg “Securities Law Daily” newsletter. The article, “Insight: The SEC’s Wells Submission Process – ‘Just Because You Can, Does Not Mean You Should,’” addresses the current Wells submission process, recent comments on the process from the co-director of the enforcement division at the Securities and Exchange Commission and how defense counsel can optimize the process in the best interests of their clients. Carney wrote the article with Francesca Harker of Ankura Consulting.

Read the article (registration required).