Partners John Carney, Jonathan Barr, Teresa Goody Gullién and Jimmy Fokas, Counsel Kevin Edgar, and Associates Michelle Tanney, Bari Nadworny and Madison Gaudreau authored an article published in the August 2021 issue of the Journal of Investment Compliance. The article “The Future of SEC Enforcement Under the Biden Administration” examines what companies can expect from new SEC Chair Gary Gensler and the Biden administration. The authors suggest that the commission will change on capital formation to focus more on investor protection, rules required by the Dodd-Frank Act, inspections, examinations, and enforcement.
Read the article.