Michael Lawhead Writes about Expanded "Test the Waters" SEC Rule

Articles / November 27, 2019

Partner Michael Lawhead authored an article published Nov. 26, 2019, by the Daily Journal. The article, “SEC Rule Aims to Expand Use of ‘Test the Waters’ Communications,” discusses a rule recently adopted by the Securities and Exchange Commission (SEC) that would expand the use of “test-the-waters” communications to all issuers, regardless of size or reporting status.

Read the article (registration required).