Jonno Forman, Adam Gale and Krista Fuller Author Article About Compliance in Third-Party Marketing

News / November 18, 2022

Partners Jonno Forman and Adam Gale, and Counsel Krista Fuller wrote an article titled “Investment Adviser Compliance Tips for 3rd-Party Marketing,” published Nov. 16, 2022, in Law360. The article focused on the ramifications of amendments to Rule 206(4)-1 of the Investment Advisers Act, which went into effect Nov. 4.

Read the article.