News

Jessie Gabriel Comments on Drop in SEC Administrative Proceedings

News / July 5, 2017

Partner Jessie Gabriel is quoted in an article published July 5, 2017, by Compliance Reporter. The article, “SEC Faces Supreme Court on Administrative Proceedings,” discusses a decline in the number of proceedings the Securities and Exchange Commission (SEC) is bringing before its administrative law judges (ALJs) as the controversial practice now appears set to be considered by the U.S. Supreme Court.

Gabriel told the publication, “It does seem like, speaking generally, there’s been a bit of a shift in attitude. The ALJs are aware of the controversy and the general accusation that the proceedings themselves are set up unfairly.”

Read the article (registration required).

Blog

In The Blogs

Previous Next
Class Action Lawsuit Defense
BakerHostetler Q3 2018 Insurance Class Action Update
December 6, 2018
The past quarter has seen several new types of class actions against insurers and new twists on the well-worn theory of total loss claims, as well as some new life breathed into long-running labor depreciation class actions. Read the Q3...
Read More ->
Financial Services Blog
Supreme Court To Review FCC Deference In TCPA Cases
December 5, 2018
On Nov. 13, 2018, the U.S. Supreme Court granted certiorari in Carlton & Harris Chiropractic, Inc. v. PDR Network, LLC, after the Fourth Circuit vacated a lower court ruling regarding what constitutes an “unsolicited advertisement” under...
Read More ->
Financial Services Blog
IRS Issues Regulations That May Affect Borrowing Costs and Financing Terms of US Multinationals
By Roger M. Brown, Christopher J. Carolan, Jeffrey H. Paravano
November 27, 2018
Recently proposed IRS regulations materially change the way stock and assets of foreign corporations that are “controlled foreign corporations” (CFCs) can be used to support debt of U.S. affiliates. In the commercial lending market, this...
Read More ->
Class Action Lawsuit Defense
What Constitutes an Autodialer Under the TCPA is in Flux
By Rand L. McClellan
October 4, 2018
Partner Rand McClellan recently posted an article to BakerHostetler’s Financial Services Blog on the Ninth Circuit’s recent ruling on what constitutes an “automatic telephone dialing system” (ATDS) under the Telephone Consumer Protection...
Read More ->
Financial Services Blog
The Ninth Circuit Wades Into the “Autodialer” Fray and Creates a Circuit Split. TCPA Litigants Await FCC Guidance
By Rand L. McClellan
September 27, 2018
What constitutes an autodialer or “automatic telephone dialing system” (ATDS) under the Telephone Consumer Protection Act (TCPA) is in flux. Under the statute, an “automatic telephone dialing system” is defined as “equipment that has the...
Read More ->