Kane, Forman Lead NRS Webinar on "Damage Control and Internal Investigations: What To Do When Your Firm Breaks the Rules"

News / August 18, 2015
Partner Bill Kane and Associate Jonathan Forman spoke on an NRS webinar August 18, 2015, titled “Damage Control and Internal Investigations: What To Do When Your Firm Breaks the Rules.” The speakers explored how to respond when faced with inevitable risk events, such as an unexpected call from the FBI of the SEC Enforcement Division, or when a whistleblower employee has provided confidential information and documents to government agents. Even the most diligent firms with strong and effective compliance and risk management processes in place can find themselves facing major problems. Kane and Forman provided attendees with guidance about what to do and, of equal importance, what not to do, at the onset of the crisis. They also outlined the red flags of a systemic problem and immediate steps to take and the pitfalls to avoid. More information.