Mark Kornfeld Comments on Revised SEC Rules on Administrative Proceedings

News / August 11, 2016

Partner Mark Kornfeld is quoted in an article published by Compliance Week on Aug. 9, 2016. The article, “SEC Modifies Administrative Proceedings, But Did It Go Far Enough?,” discusses recent changes to the Securities and Exchange Commission’s administrative proceedings in response to complaints that the process is unfair to defendants. Kornfeld told the publication that the SEC is trying to make things “a little more fair and balanced in terms of perception,” but added, “We advise clients that this is the new normal and the industry needs to adapt to the way the game is being called by the referees.”

Read the article (registration required).