Powers, Calvani Lead NRS Webinar on "SEC Examination and Enforcement"

News / March 12, 2015

Partner Marc Powers and Associate Torello Calvani are speaking at a NRS webinar March 17, 2015, titled “SEC Examination and Enforcement Update for Investors.” This course will speak to how the examination and enforcement culture has changed at the SEC, the new types of SEC exams, and how firms can prepare for them. Sample document request lists will be provided to review specific requested documents for different types of firms.

More information.