News

Sonny Carpenter Speaks on Anti-Money Laundering, OFAC Regulations for Investment Advisers

News / April 18, 2017

Associate Sonny Carpenter was a presenter for a webinar on April 18, 2017, on “Mandates Beyond the Advisers Act: Anti-Money Laundering, ERISA Compliance and ’34 Act Section 13 Reporting for Investment Advisers.” The CLE webinar was sponsored by National Regulatory Services. 

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