By
John J. Carney, David Choi, Edward J. Jacobs, Alexandra Karambelas, Lauren P. Lyster, Michelle N. Tanney
May 23, 2023
Posted in
E-Discovery Advocacy and Management, Litigation
Key Takeaways Background The SEC and CFTC settlements with HSBC and Scotia Capital come after years of federal regulators’ and prosecutors’ steadily increasing scrutiny of off-channel...