Partner Jonathan Forman facilitated a session at the National Society of Compliance Professionals Interactive Compliance Lab for Broker-Dealers and Investment Advisors in New York, New York, April 23, 2025. In his session, titled “Reg S-P Amendments/Privacy Controls: Evolving Privacy Regulations,” Forman and his co-presenter discussed Amended Regulation S-P, which requires covered financial institutions to develop protections to safeguard customers’ personally identifiable information, as well as creating an incident response plan in the event of data breaches that conform with applicable laws.
